| Mason Securities Limited | Rep | Dealing in securities | 2018-02-28 | 2018-11-04 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-02-28 | 2018-11-04 |
| GRANDLY FINANCIAL SERVICES LIMITED | RO | Dealing in futures contracts | 2017-03-27 | 2017-07-03 |
| RO | Dealing in securities | 2017-03-27 | 2017-07-03 |
| Rep | Dealing in securities | 2015-08-21 | 2017-03-27 |
| Rep | Dealing in futures contracts | 2014-10-09 | 2017-03-27 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2012-11-21 | 2014-09-28 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2012-11-21 | 2014-09-28 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2009-11-04 | 2012-11-04 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2009-10-28 | 2012-11-04 |