| Goldhorse Securities Limited | RO | Advising on securities | 2017-07-06 | 2021-03-24 |
| RO | Dealing in securities | 2017-07-06 | 2021-03-24 |
| WEI DA ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-07-06 | - |
| RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2012-01-27 | 2017-04-30 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2009-12-02 | 2017-04-30 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2009-12-02 | 2017-04-30 |
| VC BROKERAGE LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-08-26 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-06-08 |
| Rep | Advising on securities | 2003-04-01 | 2004-06-08 |
| Rep | Asset management | 2003-04-01 | 2004-06-08 |
| Rep | Dealing in securities | 2003-04-01 | 2009-12-01 |
| VC FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-06-08 |
| Rep | Asset management | 2003-04-01 | 2004-06-08 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2009-12-01 |