Personnel Hong Kong SFC License Details (ID 91234)

Personnel Hong Kong SFC License Details (ID 91234)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUAJIN FUTURES (INTERNATIONAL) LIMITED	Rep	Dealing in futures contracts	2026-06-04	-
HUAJIN SECURITIES (INTERNATIONAL) LIMITED	Rep	Dealing in securities	2026-06-04	-
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2013-09-23	2026-02-01
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2013-09-23	2026-02-01
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2013-07-23	2013-09-16
	Rep	Dealing in securities	2013-07-23	2013-09-16
SKYVAST SECURITIES LIMITED	Rep	Dealing in futures contracts	2011-11-04	2013-07-11
	Rep	Dealing in securities	2011-11-04	2013-07-11
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2009-09-14	2011-10-31
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2009-09-14	2011-10-31
HANTEC FUTURES LIMITED	Rep	Dealing in futures contracts	2009-04-15	2009-09-11
HANTEC SECURITIES CO., LIMITED	Rep	Dealing in securities	2008-05-21	2009-09-11