| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-01-19 | - |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2012-01-19 | - |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2006-01-18 | 2011-12-13 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2006-01-18 | 2011-12-13 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-03-02 |
| Rep | Advising on securities | 2003-04-01 | 2004-03-02 | |
| Rep | Dealing in securities | 2003-04-01 | 2006-01-13 | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-04-01 | 2006-01-13 |
No HKMA registrations in the collected records.