| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| PRUDENTIAL BROKERAGE LIMITED | Rep | Advising on securities | 2020-10-21 | - |
| Rep | Dealing in securities | 2020-10-21 | - | |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2020-10-21 | - |
| RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2012-05-21 | 2020-01-29 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2009-02-13 | 2020-01-29 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2009-02-13 | 2020-01-29 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2007-12-06 | 2009-02-01 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-05-14 |
| Rep | Asset management | 2003-04-01 | 2004-05-14 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2009-02-01 |
No HKMA registrations in the collected records.