Personnel Hong Kong SFC License Details (ID 91238)

Personnel Hong Kong SFC License Details (ID 91238)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2011-11-11	-
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2011-11-11	-
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2008-07-30	2011-09-30
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2008-07-30	2011-09-30
CES International Commodities (HK) Limited	Rep	Dealing in futures contracts	2006-02-02	2008-04-01
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2006-02-02	2008-04-01