Personnel Hong Kong SFC License Details (ID 91243)

Personnel Hong Kong SFC License Details (ID 91243)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
First Fidelity Capital (International) Limited	RO	Advising on securities	2019-03-14	-
	RO	Asset management	2019-03-14	-
	RO	Dealing in securities	2019-03-14	-
	Rep	Advising on securities	2018-11-22	2019-03-14
	Rep	Asset management	2018-11-22	2019-03-14
	Rep	Dealing in securities	2018-11-22	2019-03-14
Redbridge Global Strategies Limited	Rep	Advising on securities	2018-05-07	2018-11-14
	Rep	Asset management	2018-05-07	2018-11-14
	Rep	Dealing in securities	2018-05-07	2018-11-14
South China Investment Management Limited	Rep	Asset management	2016-12-15	2017-09-03
313 CAPITAL MANAGEMENT LIMITED 313	Rep	Asset management	2013-07-02	2016-12-15
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2012-02-02	2017-09-03
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2012-02-02	2017-09-03
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2009-10-28	2012-01-13
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2009-10-28	2012-01-13