Personnel Hong Kong SFC License Details (ID 91253)

Personnel Hong Kong SFC License Details (ID 91253)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2013-10-02	2019-06-12
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2013-10-02	2019-06-12
KGI ASIA LIMITED	Rep	Dealing in securities	2012-01-10	2013-08-31
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-01-10	2013-08-31
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2010-07-16	2011-12-30
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2007-08-06	2011-12-30
WINWIN SECURITIES LIMITED	Rep	Dealing in securities	2006-05-17	2007-08-04
YICKO SECURITIES LIMITED	Rep	Dealing in securities	2005-04-06	2006-05-12
WINWIN SECURITIES LIMITED	Rep	Dealing in securities	2004-06-16	2005-03-31
KARL-THOMSON SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2004-05-01
	Rep	Advising on securities	-	2004-05-01
	Rep	Asset management	-	2004-05-01
	Rep	Providing automated trading services	-	2004-05-01
	Rep	Dealing in securities	-	2004-05-01