Personnel Hong Kong SFC License Details (ID 91275)

Personnel Hong Kong SFC License Details (ID 91275)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2014-07-23	2018-09-13
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2013-11-11	2014-07-19
KGI ASIA LIMITED	Rep	Dealing in securities	2013-07-22	2013-11-04
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2010-12-15	2013-04-19
Beevest Securities Limited	Rep	Dealing in securities	2010-07-02	2010-12-02
XinKong International Securities Limited	Rep	Dealing in securities	2010-03-04	2010-06-15
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2007-07-25	2010-02-20
OKASAN INTERNATIONAL (ASIA) LIMITED	Rep	Advising on corporate finance	-	2004-02-09
	Rep	Advising on securities	-	2004-02-09
	Rep	Asset management	-	2004-02-09
	Rep	Dealing in securities	-	2007-06-28