Personnel Hong Kong SFC License Details (ID 91279)

Personnel Hong Kong SFC License Details (ID 91279)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ENLIGHTEN FUTURES LIMITED	Rep	Dealing in futures contracts	2015-08-18	2022-02-14
ENLIGHTEN SECURITIES LIMITED	Rep	Dealing in securities	2015-08-18	2022-02-14
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2013-10-07	2015-06-03
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2013-08-30	2015-06-03
LUK FOOK SECURITIES (HK) LIMITED	Rep	Dealing in securities	2012-07-31	2013-08-21
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2006-11-10	2012-06-29
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2006-09-05	2006-11-01
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2006-07-12	2006-07-19
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2006-05-08	2006-06-27
Beijing Securities Limited	Rep	Dealing in securities	2004-09-03	2006-04-29
Everbright Securities Investment Services (HK) Limited	Rep	Providing automated trading services	-	2003-07-07
	Rep	Advising on corporate finance	-	2004-01-20
	Rep	Advising on securities	-	2004-01-20
	Rep	Asset management	-	2004-01-20
	Rep	Dealing in securities	-	2004-06-02