| MFG Limited (HK) | RO | Dealing in futures contracts | 2025-04-28 | - |
| RO | Advising on futures contracts | 2025-04-28 | 2025-12-31 |
| RO | Advising on securities | 2019-01-08 | - |
| RO | Asset management | 2019-01-08 | - |
| RO | Dealing in securities | 2019-01-08 | - |
| CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2016-02-02 | 2018-12-31 |
| RO | Asset management | 2016-02-02 | 2018-12-31 |
| RO | Dealing in securities | 2016-02-02 | 2018-12-31 |
| STI Asset Management Limited | RO | Dealing in securities | 2016-01-04 | 2016-01-17 |
| First Fidelity Capital (International) Limited | RO | Advising on securities | 2015-05-06 | 2016-01-17 |
| RO | Asset management | 2015-05-06 | 2016-01-17 |
| RO | Dealing in securities | 2015-05-06 | 2016-01-17 |
| Ceres Asset Management Limited | RO | Asset management | 2014-12-19 | 2015-02-10 |
| Ayers Alliance Securities (HK) Limited | RO | Advising on securities | 2013-10-07 | 2014-12-15 |
| RO | Dealing in securities | 2013-10-07 | 2014-12-15 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-12-19 | 2013-10-05 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2010-08-12 | 2011-12-06 |
| Rep | Dealing in securities | 2010-08-12 | 2011-12-06 |
| Superfund Financial (Hong Kong) Limited | RO | Advising on securities | 2005-03-02 | 2010-06-12 |
| RO | Dealing in securities | 2005-03-02 | 2010-06-12 |
| Rep | Advising on corporate finance | 2003-04-01 | 2005-01-11 |
| Rep | Asset management | 2003-04-01 | 2005-01-11 |
| Rep | Advising on securities | 2003-04-01 | 2005-03-02 |
| Rep | Dealing in securities | 2003-04-01 | 2005-03-02 |