Personnel Hong Kong SFC License Details (ID 91286)

Personnel Hong Kong SFC License Details (ID 91286)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LUK FOOK SECURITIES (HK) LIMITED	Rep	Dealing in securities	2023-03-30	-
	Rep	Dealing in securities	2012-01-19	2018-11-30
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2005-10-17	2011-12-13
Goldbridge Securities Limited	Rep	Advising on corporate finance	2003-04-01	2004-03-02
	Rep	Advising on securities	2003-04-01	2004-03-02
	Rep	Asset management	2003-04-01	2004-03-02
	Rep	Providing automated trading services	2003-04-01	2004-03-02
	Rep	Dealing in securities	2003-04-01	2005-10-07