Personnel SFC Licences and HKMA Registrations (ID 91291)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LUK FOOK SECURITIES (HK) LIMITED	Rep	Dealing in securities	2011-12-07	-
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2005-09-01	2011-11-30
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-02-27
	Rep	Advising on securities	2003-04-01	2004-02-27
	Rep	Dealing in securities	2003-04-01	2005-08-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.