Personnel Hong Kong SFC License Details (ID 91292)

Personnel Hong Kong SFC License Details (ID 91292)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Constance Capital Limited (HK)	RO	Advising on securities	2023-07-28	2024-03-31
	RO	Asset management	2023-07-28	2024-03-31
	RO	Dealing in securities	2023-07-28	2024-03-31
	Rep	Advising on securities	2023-07-04	2023-07-28
	Rep	Asset management	2023-07-04	2023-07-28
	Rep	Dealing in securities	2023-07-04	2023-07-28
STI Asset Management Limited	RO	Dealing in securities	2019-06-28	2023-05-27
	RO	Asset management	2016-11-04	2023-05-27
	Rep	Dealing in securities	2016-05-25	2019-06-28
First Fidelity Capital (International) Limited	RO	Advising on securities	2016-02-02	2016-07-25
STI Asset Management Limited	RO	Advising on securities	2014-09-23	2023-05-27
	Rep	Advising on securities	2013-09-03	2014-09-23
	Rep	Asset management	2013-09-03	2016-11-04
RHB SECURITIES HONG KONG LIMITED	Rep	Advising on securities	2010-08-16	2013-05-16