Personnel SFC Licences and HKMA Registrations (ID 91302)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2022-10-28	-
	Rep	Dealing in securities	2022-10-28	-
	Rep	Dealing in futures contracts	2022-10-28	2025-11-12
RHB SECURITIES HONG KONG LIMITED	Rep	Advising on securities	2010-07-30	2011-12-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.