Personnel Hong Kong SFC License Details (ID 91303)

Personnel Hong Kong SFC License Details (ID 91303)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Crosby Securities Limited	RO	Advising on securities	2022-05-16	-
	Rep	Advising on securities	2015-09-15	2022-05-16
Guosen Securities (HK) Brokerage Company, Limited	Rep	Advising on securities	2014-11-05	2015-08-26
RHB SECURITIES HONG KONG LIMITED	Rep	Advising on securities	2010-03-19	2012-12-07
CSC SECURITIES (HK) LIMITED	Rep	Advising on securities	2010-01-06	2010-01-08
KGI WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2008-04-17	2009-12-19
SBI China Capital Securities Limited	Rep	Advising on securities	2006-09-20	2008-04-14