Personnel SFC Licences and HKMA Registrations (ID 91314)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LUK FOOK FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2018-03-12	2026-10-12
LUK FOOK SECURITIES (HK) LIMITED	Rep	Dealing in securities	2018-03-12	-
GUOYUAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-06-09	2018-02-09
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Dealing in securities	2014-06-09	2018-02-09
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2012-11-19	2014-05-31
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2006-08-21	2014-05-31
CSC SECURITIES (HK) LIMITED	Rep	Dealing in securities	2005-08-15	2006-08-15
KuCoin HK Limited	Rep	Dealing in securities	2005-04-25	2005-08-12
Beevest Securities Limited	Rep	Advising on corporate finance	2003-04-01	2003-06-18
	Rep	Advising on securities	2003-04-01	2003-06-18
	Rep	Asset management	2003-04-01	2003-06-18
	Rep	Dealing in securities	2003-04-01	2005-04-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.