Personnel Hong Kong SFC License Details (ID 91322)

Personnel Hong Kong SFC License Details (ID 91322)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PacBridge Capital Partners (HK) Limited	RO	Advising on corporate finance	2014-02-11	2016-01-27
	Rep	Advising on corporate finance	2011-05-18	2014-02-11
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2007-04-18	2011-04-19
	Rep	Advising on securities	2007-04-18	2011-04-19
	Rep	Dealing in securities	2007-04-18	2011-04-19
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2007-04-18	2011-04-19
	Rep	Advising on securities	2007-04-18	2011-04-19
	Rep	Dealing in securities	2007-04-18	2011-04-19
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2007-02-05	2007-03-10
	Rep	Dealing in securities	2007-02-05	2007-03-10
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2007-02-05	2007-03-10