Personnel Hong Kong SFC License Details (ID 91343)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CASH Wealth Management Limited	Rep	Asset management	2024-10-08	2025-02-28
C CAPITAL INVESTMENT MANAGEMENT LIMITED	RO	Dealing in securities	2024-07-19	2024-07-27
	RO	Advising on securities	2023-11-06	2024-07-27
	RO	Asset management	2023-11-06	2024-07-27
Well Link Asset Management Limited	RO	Advising on securities	2016-04-20	2022-03-17
	RO	Asset management	2016-04-20	2022-03-17
SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2016-03-16	2016-03-31
	Rep	Advising on securities	2016-03-16	2016-03-31
	Rep	Asset management	2016-03-16	2016-03-31
oOo Securities (HK) Group Limited	RO	Asset management	2015-08-19	2016-03-02
	Rep	Asset management	2015-07-09	2015-08-19
CMB WING LUNG ASSET MANAGEMENT LIMITED	RO	Asset management	2015-06-04	2015-06-19
	Rep	Asset management	2015-03-04	2015-06-04
RHB ASSET MANAGEMENT LIMITED	RO	Advising on securities	2013-12-06	2015-01-30
	RO	Asset management	2013-12-06	2015-01-30
	RO	Dealing in securities	2013-12-06	2015-01-30
	Rep	Advising on securities	2013-10-03	2013-12-06
	Rep	Asset management	2013-10-03	2013-12-06
	Rep	Dealing in securities	2013-10-03	2013-12-06
PACIFIC EAGLE ASSET MANAGEMENT LIMITED	RO	Advising on securities	2010-12-16	2013-10-01
	RO	Asset management	2010-12-16	2013-10-01
	Rep	Advising on securities	2008-06-05	2010-12-16
	Rep	Asset management	2006-07-28	2010-12-16