Tong, King Hang 湯景恆

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Summer Capital Management Company Limited	RO	Advising on securities	2017-12-22	2026-07-10
	RO	Asset management	2017-12-22	2026-07-10
	Rep	Advising on securities	2017-12-06	2017-12-22
	Rep	Asset management	2017-12-06	2017-12-22
Yellow River Global Capital Limited	Rep	Advising on securities	2017-09-22	2017-10-06
	Rep	Asset management	2017-09-22	2017-10-06
KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED	RO	Advising on securities	2017-02-09	2017-06-03
	RO	Asset management	2017-02-09	2017-06-03
	Rep	Advising on securities	2016-11-09	2017-02-09
	Rep	Asset management	2016-11-09	2017-02-09
SINOPAC ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2015-10-30	2016-10-16
	Rep	Asset management	2015-10-30	2016-10-16
	Rep	Dealing in securities	2015-10-30	2016-10-16
VIEWFINDER CAPITAL MANAGEMENT COMPANY LIMITED	RO	Asset management	2015-04-20	2015-08-24
PACIFIC EAGLE ASSET MANAGEMENT LIMITED	RO	Advising on securities	2007-07-05	2013-03-21
	RO	Asset management	2007-07-05	2013-03-21
	Rep	Asset management	2006-03-02	2007-07-05
GT CAPITAL LIMITED	Rep	Asset management	2005-12-29	2006-02-09
	Rep	Advising on securities	2005-08-16	2006-02-09
	Rep	Dealing in securities	2005-08-16	2006-02-09
CAPE ASSET MANAGEMENT LIMITED	RO	Advising on corporate finance	2005-06-01	2005-07-11
	RO	Advising on securities	2005-06-01	2005-07-11
	RO	Asset management	2005-06-01	2005-07-11
CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED	RO	Advising on corporate finance	2005-06-01	2005-07-11
	RO	Advising on securities	2005-06-01	2005-07-11
	RO	Asset management	2005-06-01	2005-07-11
	Rep	Advising on corporate finance	2004-07-07	2005-06-01
	Rep	Advising on securities	2004-07-07	2005-06-01
	Rep	Asset management	2004-07-07	2005-06-01
	Rep	Dealing in securities	2004-07-07	2005-07-11

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Summer Capital Management Company Limited	RO	Advising on securities	2017-12-22	2026-07-10
	RO	Asset management	2017-12-22	2026-07-10
	Rep	Advising on securities	2017-12-06	2017-12-22
	Rep	Asset management	2017-12-06	2017-12-22
Yellow River Global Capital Limited	Rep	Advising on securities	2017-09-22	2017-10-06
	Rep	Asset management	2017-09-22	2017-10-06
KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED	RO	Advising on securities	2017-02-09	2017-06-03
	RO	Asset management	2017-02-09	2017-06-03
	Rep	Advising on securities	2016-11-09	2017-02-09
	Rep	Asset management	2016-11-09	2017-02-09
SINOPAC ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2015-10-30	2016-10-16
	Rep	Asset management	2015-10-30	2016-10-16
	Rep	Dealing in securities	2015-10-30	2016-10-16
VIEWFINDER CAPITAL MANAGEMENT COMPANY LIMITED	RO	Asset management	2015-04-20	2015-08-24
PACIFIC EAGLE ASSET MANAGEMENT LIMITED	RO	Advising on securities	2007-07-05	2013-03-21
	RO	Asset management	2007-07-05	2013-03-21
	Rep	Asset management	2006-03-02	2007-07-05
GT CAPITAL LIMITED	Rep	Asset management	2005-12-29	2006-02-09
	Rep	Advising on securities	2005-08-16	2006-02-09
	Rep	Dealing in securities	2005-08-16	2006-02-09
CAPE ASSET MANAGEMENT LIMITED	RO	Advising on corporate finance	2005-06-01	2005-07-11
	RO	Advising on securities	2005-06-01	2005-07-11
	RO	Asset management	2005-06-01	2005-07-11
CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED	RO	Advising on corporate finance	2005-06-01	2005-07-11
	RO	Advising on securities	2005-06-01	2005-07-11
	RO	Asset management	2005-06-01	2005-07-11
	Rep	Advising on corporate finance	2004-07-07	2005-06-01
	Rep	Advising on securities	2004-07-07	2005-06-01
	Rep	Asset management	2004-07-07	2005-06-01
	Rep	Dealing in securities	2004-07-07	2005-07-11