Personnel Hong Kong SFC License Details (ID 91348)

Personnel Hong Kong SFC License Details (ID 91348)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
IMPERIAL CAPITAL LIMITED (HK)	RO	Asset management	2014-04-07	2019-05-31
FAIR CAPITAL MANAGEMENT LIMITED	RO	Asset management	2013-06-14	2014-03-24
	Rep	Asset management	2013-05-15	2013-06-14
PACIFIC EAGLE ASSET MANAGEMENT LIMITED	RO	Advising on securities	2007-07-05	2012-11-24
	RO	Asset management	2006-10-20	2012-11-24
	Rep	Asset management	2006-04-04	2006-10-20
AXA Investment Managers Asia Limited	RO	Advising on futures contracts	2004-06-11	2005-05-31
	RO	Advising on securities	2004-06-11	2005-05-31
	RO	Asset management	2004-06-11	2005-05-31
AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED (TRADING AS AXA ROSENBERG ASIA PACIFIC; AXA INVESTMENT MANAGERS)	RO	Advising on corporate finance	-	2004-06-09
	RO	Advising on futures contracts	-	2005-05-31
	RO	Advising on securities	-	2005-05-31
	RO	Asset management	-	2005-05-31
	RO	Dealing in securities	-	2005-05-31