Personnel Hong Kong SFC License Details (ID 91356)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2020-02-17	-
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2014-12-09	2020-02-07
GAOYU SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-09-08
	Rep	Advising on securities	2003-04-01	2004-09-08
	Rep	Asset management	2003-04-01	2014-12-06
	Rep	Dealing in securities	2003-04-01	2014-12-06