Personnel Hong Kong SFC License Details (ID 91358)

Personnel Hong Kong SFC License Details (ID 91358)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GAOYU SECURITIES LIMITED	Rep	Dealing in securities	2010-01-27	2013-12-31
KAM FAI SECURITIES CO., LIMITED	Rep	Dealing in securities	2009-09-10	2010-01-22
AD Capital Management (Hong Kong) Limited	Rep	Advising on futures contracts	2007-11-16	2009-09-02
	Rep	Advising on securities	2007-11-16	2009-09-02
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	-	2003-10-13
	Rep	Advising on securities	-	2003-10-13
	Rep	Asset management	-	2003-10-13
	Rep	Providing automated trading services	-	2003-10-13
	Rep	Dealing in securities	-	2007-08-06
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Advising on futures contracts	-	2003-10-13
	Rep	Asset management	-	2003-10-13
	Rep	Dealing in futures contracts	-	2007-08-06