Personnel Hong Kong SFC License Details (ID 91372)

Personnel Hong Kong SFC License Details (ID 91372)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Octal Capital Limited	RO	Advising on corporate finance	2012-08-13	-
	RO	Dealing in securities	2012-08-13	-
PARTNERS CAPITAL INTERNATIONAL LIMITED	RO	Advising on corporate finance	2011-04-06	2012-07-26
	RO	Dealing in securities	2011-04-06	2012-07-26
	Rep	Advising on corporate finance	2011-01-19	2011-04-06
	Rep	Dealing in securities	2011-01-19	2011-04-06
CINDA INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2007-06-26	2010-11-01
	RO	Dealing in securities	2007-06-26	2010-11-01
	Rep	Dealing in securities	2003-11-17	2007-06-26
	Rep	Advising on securities	2003-04-01	2003-09-30
	Rep	Advising on corporate finance	2003-04-01	2007-06-26