Personnel SFC Licences and HKMA Registrations (ID 91375)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Octal Capital Asset Management Limited	RO	Asset management	2016-09-02	-
Octal Capital Limited	RO	Dealing in securities	2016-09-02	2023-06-30
SINOPAC SECURITIES (ASIA) LIMITED	RO	Asset management	2011-10-28	2016-09-01
	RO	Dealing in securities	2011-10-28	2016-09-01
	Rep	Asset management	2011-10-24	2011-10-28
	Rep	Dealing in securities	2011-10-24	2011-10-28
Partners Asset Management (HK) Limited	RO	Asset management	2011-04-29	2011-10-01
	RO	Asset management	2008-11-25	2009-06-18
PARTNERS CAPITAL SECURITIES LIMITED	RO	Dealing in securities	2007-06-26	2011-10-01
TIS SECURITIES (HK) LIMITED	RO	Advising on corporate finance	2003-04-01	2004-03-04
	RO	Advising on securities	2003-04-01	2004-03-04
	RO	Asset management	2003-04-01	2004-03-04
	RO	Providing automated trading services	2003-04-01	2004-03-04
	RO	Dealing in securities	2003-04-01	2007-04-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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