Personnel Hong Kong SFC License Details (ID 91376)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SMART FULLRICH CAPITAL LIMITED	RO	Advising on securities	2021-12-06	-
	RO	Asset management	2021-12-06	-
	RO	Dealing in securities	2021-12-06	2022-10-24
Regent Capital Management Limited	RO	Advising on securities	2019-03-12	2021-03-18
	RO	Asset management	2019-03-12	2021-03-18
Averest Capital Limited	RO	Advising on securities	2018-10-03	2019-03-03
	RO	Dealing in securities	2018-06-29	2019-03-03
Well Link Securities Limited	RO	Dealing in securities	2017-06-01	2017-12-31
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	RO	Dealing in securities	2015-08-07	2016-11-30
PARTNERS CAPITAL INTERNATIONAL LIMITED	RO	Dealing in securities	2012-12-07	2014-05-18
Partners Asset Management (HK) Limited	Rep	Asset management	2012-07-13	2014-05-18
PARTNERS CAPITAL SECURITIES LIMITED	RO	Dealing in securities	2011-08-08	2014-05-18
	Rep	Dealing in securities	2011-05-06	2011-08-08
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2010-09-21	2011-01-22
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2010-09-21	2011-01-22
CHONG HING COMMODITIES AND FUTURES LIMITED	Rep	Dealing in futures contracts	2009-11-20	2010-08-31
CHONG HING SECURITIES LIMITED	Rep	Dealing in securities	2007-09-20	2010-08-31
	Rep	Advising on corporate finance	2003-04-01	2004-12-30
	Rep	Advising on securities	2003-04-01	2004-12-30
	Rep	Asset management	2003-04-01	2004-12-30
	Rep	Providing automated trading services	2003-04-01	2004-12-30
	Rep	Dealing in securities	2003-04-01	2004-12-30