Personnel Hong Kong SFC License Details (ID 91377)

Personnel Hong Kong SFC License Details (ID 91377)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Prime China Investments and Advisory Limited	RO	Advising on securities	2019-07-19	-
	RO	Asset management	2019-07-19	-
Prime China Securities Limited	RO	Advising on securities	2016-09-02	-
	RO	Dealing in securities	2016-09-02	-
PARTNERS CAPITAL INTERNATIONAL LIMITED	RO	Dealing in securities	2012-11-21	2013-05-21
PARTNERS CAPITAL SECURITIES LIMITED	RO	Dealing in securities	2008-06-18	2013-05-21
Partners Asset Management (HK) Limited	RO	Advising on securities	2007-04-03	2013-05-21
	RO	Asset management	2007-04-03	2013-05-21
PARTNERS CAPITAL SECURITIES LIMITED	RO	Dealing in securities	2006-04-21	2007-03-02
QI YUAN ASSET MANAGEMENT (H.K.) LIMITED	RO	Advising on securities	2005-03-17	2006-01-19
	RO	Asset management	2003-11-25	2006-01-19
	Rep	Asset management	2003-07-07	2003-11-25