Personnel Hong Kong SFC License Details (ID 91380)

Personnel Hong Kong SFC License Details (ID 91380)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2017-02-13	-
	Rep	Dealing in securities	2011-12-23	2017-02-12
PARTNERS CAPITAL SECURITIES LIMITED	Rep	Dealing in securities	2007-07-04	2011-10-01
TIS SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-07-21
	Rep	Advising on securities	2003-04-01	2004-07-21
	Rep	Asset management	2003-04-01	2004-07-21
	Rep	Providing automated trading services	2003-04-01	2004-07-21
	Rep	Dealing in securities	2003-04-01	2007-04-30