Personnel Hong Kong SFC License Details (ID 91408)

Personnel Hong Kong SFC License Details (ID 91408)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Long Bridge HK Limited	Rep	Dealing in futures contracts	2025-05-14	-
	Rep	Dealing in securities	2024-03-13	-
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2024-01-16	2024-03-05
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2023-12-20	2024-03-05
Fiduciary Securities Limited	Rep	Dealing in securities	2022-09-22	2023-09-30
Magpie Securities Limited (HK)	Rep	Dealing in futures contracts	2021-07-05	2022-08-10
	Rep	Dealing in securities	2021-07-05	2022-08-10
TFI Securities and Futures Limited	Rep	Dealing in futures contracts	2018-05-16	2021-06-11
	Rep	Dealing in securities	2018-04-17	2021-06-11
CHINA DEMETER SECURITIES LIMITED	Rep	Dealing in securities	2016-11-22	2018-04-06
CVP Securities Limited	Rep	Dealing in futures contracts	2013-12-27	2014-09-30
	Rep	Dealing in securities	2013-12-27	2014-09-30
ZHONGRONG PT SECURITIES LIMITED	Rep	Dealing in futures contracts	2010-12-13	2011-07-12
	Rep	Dealing in securities	2010-12-13	2011-07-12
	Rep	Leveraged foreign exchange trading	2010-12-13	2011-07-12