Personnel Hong Kong SFC License Details (ID 91423)

Personnel Hong Kong SFC License Details (ID 91423)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wanhai Securities (HK) Limited	RO	Advising on securities	2019-09-18	2021-09-17
	RO	Dealing in securities	2019-09-18	2021-09-17
	Rep	Advising on securities	2019-09-12	2019-09-18
	Rep	Dealing in securities	2019-09-12	2019-09-18
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2017-08-18	2017-08-31
	Rep	Dealing in securities	2017-08-18	2017-08-31
ZHONGRONG PT SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2011-08-29	2017-07-28
	Rep	Dealing in futures contracts	2010-10-21	2017-07-28
PEACE TOWN FUTURES LIMITED	Rep	Dealing in futures contracts	2007-10-09	2010-08-28
ZHONGRONG PT SECURITIES LIMITED	Rep	Dealing in securities	2007-10-09	2017-07-28