| ZHONGRONG PT SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-11-03 | 2017-05-31 |
| Rep | Leveraged foreign exchange trading | 2010-11-03 | 2017-05-31 |
| PEACE TOWN FOREX LIMITED | Rep | Leveraged foreign exchange trading | - | 2010-08-21 |
| PEACE TOWN FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-12-29 |
| Rep | Asset management | - | 2003-12-29 |
| Rep | Dealing in futures contracts | - | 2010-08-28 |
| ZHONGRONG PT SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2003-12-29 |
| Rep | Advising on securities | - | 2003-12-29 |
| Rep | Asset management | - | 2003-12-29 |
| Rep | Dealing in securities | - | 2017-05-31 |