Personnel Hong Kong SFC License Details (ID 91441)

Personnel Hong Kong SFC License Details (ID 91441)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	RO	Advising on securities	2019-04-30	-
	RO	Dealing in securities	2019-04-30	-
	Rep	Advising on securities	2018-05-14	2019-04-30
	Rep	Dealing in securities	2018-05-14	2019-04-30
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2018-05-14	-
PEGASUS FUND MANAGERS LIMITED	Rep	Dealing in securities	2011-03-16	2014-03-01
	Rep	Advising on securities	2008-10-24	2014-03-01
	Rep	Asset management	2008-10-24	2014-03-01
	Rep	Advising on securities	2006-03-06	2007-08-13
OnePlatform Asset Management Limited	Rep	Advising on securities	2005-08-24	2006-02-21