Personnel Hong Kong SFC License Details (ID 91448)

Personnel Hong Kong SFC License Details (ID 91448)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DATANG FINANCIAL HOLDING CO., LIMITED	RO	Advising on securities	2023-06-09	-
	RO	Asset management	2023-06-09	-
	Rep	Advising on securities	2023-04-18	2023-06-09
	Rep	Asset management	2023-04-18	2023-06-09
	RO	Advising on securities	2022-10-07	2023-01-09
	RO	Asset management	2022-10-07	2023-01-09
	Rep	Advising on securities	2022-09-26	2022-10-07
	Rep	Asset management	2022-09-26	2022-10-07
BMF Asset Management Limited	RO	Advising on securities	2016-01-05	2022-09-15
	RO	Asset management	2016-01-05	2022-09-15
PEGASUS FUND MANAGERS LIMITED	RO	Advising on securities	2015-04-21	2015-12-31
	RO	Asset management	2015-04-21	2015-12-31
	RO	Dealing in securities	2015-04-21	2015-12-31
	Rep	Dealing in securities	2011-03-08	2015-04-21
	Rep	Advising on securities	2003-04-01	2011-10-24
	Rep	Asset management	2003-04-01	2015-04-21