Personnel Hong Kong SFC License Details (ID 91459)

Personnel Hong Kong SFC License Details (ID 91459)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Penjing Asset Management (Asia) Limited	RO	Advising on securities	2020-01-08	-
	RO	Asset management	2020-01-08	-
	RO	Dealing in securities	2020-01-08	-
Sigma Capital Management Limited	RO	Dealing in securities	2017-05-16	2020-01-08
	RO	Advising on securities	2016-04-18	2020-01-08
	RO	Asset management	2015-11-11	2020-01-08
GROW Asset Management (HK) Limited	RO	Asset management	2015-01-09	2022-08-08
Penjing Asset Management (HK) Limited	RO	Advising on securities	2008-06-05	2014-12-19
	RO	Asset management	2008-06-05	2014-12-19
	Rep	Advising on securities	2005-06-23	2008-06-05
	Rep	Asset management	2005-06-23	2008-06-05
AN QIAO INVESTMENT (HONG KONG) LIMITED	Rep	Advising on securities	2003-04-01	2005-05-06
	Rep	Asset management	2003-04-01	2005-05-06