Personnel Hong Kong SFC License Details (ID 91460)

Personnel Hong Kong SFC License Details (ID 91460)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
North Rock Capital Management (HK) Limited	RO	Asset management	2024-04-12	-
	RO	Dealing in securities	2024-04-12	-
	Rep	Asset management	2023-02-15	2024-04-12
Penjing Asset Management (Asia) Limited	Rep	Advising on securities	2021-10-20	2022-04-29
	Rep	Dealing in securities	2021-10-20	2022-04-29
	Rep	Asset management	2021-10-05	2022-04-29
Point72 Hong Kong Limited	Rep	Asset management	2018-05-14	2021-07-06
Sigma Capital Management Limited	RO	Advising on securities	2016-08-16	2018-04-30
	RO	Asset management	2016-08-16	2018-04-30
	Rep	Advising on securities	2016-04-22	2016-08-16
	Rep	Asset management	2015-11-02	2016-08-16
Penjing Asset Management (HK) Limited	Rep	Advising on securities	2007-08-14	2015-10-30
	Rep	Asset management	2007-08-14	2015-10-30