Personnel Hong Kong SFC License Details (ID 91462)

Personnel Hong Kong SFC License Details (ID 91462)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Penjing Asset Management (Asia) Limited	RO	Dealing in securities	2023-11-03	-
	RO	Advising on securities	2021-06-02	-
	RO	Asset management	2021-06-02	-
	Rep	Advising on securities	2020-01-16	2021-06-02
	Rep	Asset management	2020-01-16	2021-06-02
Sigma Capital Management Limited	Rep	Advising on securities	2016-04-22	2020-01-08
	Rep	Asset management	2015-11-02	2020-01-08
Penjing Asset Management (HK) Limited	Rep	Advising on securities	2008-06-23	2015-10-30
	Rep	Asset management	2008-06-23	2015-10-30