Personnel Hong Kong SFC License Details (ID 91469)

Personnel Hong Kong SFC License Details (ID 91469)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Penjing Asset Management (Asia) Limited	RO	Advising on securities	2020-10-16	2025-11-21
	RO	Asset management	2020-10-16	2025-11-21
	RO	Dealing in securities	2020-10-16	2025-11-21
	Rep	Advising on securities	2020-01-16	2020-10-16
	Rep	Asset management	2020-01-16	2020-10-16
	Rep	Dealing in securities	2020-01-16	2020-10-16
Sigma Capital Management Limited	Rep	Dealing in securities	2019-10-24	2020-01-08
	Rep	Advising on securities	2019-10-14	2020-01-08
	Rep	Asset management	2019-10-14	2020-01-08
CreditEase Wealth Management (HK) Limited	RO	Advising on securities	2016-10-19	2019-06-04
	RO	Asset management	2016-10-19	2019-06-04
	Rep	Advising on securities	2016-03-09	2016-10-19
	Rep	Asset management	2016-03-09	2016-10-19
Sigma Capital Management Limited	Rep	Asset management	2015-11-02	2016-02-29
Penjing Asset Management (HK) Limited	Rep	Advising on securities	2008-07-04	2015-10-30
	Rep	Asset management	2008-07-04	2015-10-30
	Rep	Advising on securities	2007-08-01	2008-03-12
	Rep	Asset management	2007-08-01	2008-03-12