Personnel Hong Kong SFC License Details (ID 91471)

Personnel Hong Kong SFC License Details (ID 91471)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RC Futures Advisory Limited	Rep	Advising on futures contracts	2014-05-27	2015-05-15
PERRY CAPITAL (ASIA) LIMITED	RO	Advising on securities	2007-03-26	2011-10-31
	RO	Asset management	2007-03-26	2011-10-31
	Rep	Advising on securities	2006-10-03	2007-03-26
	Rep	Asset management	2006-10-03	2007-03-26
PEAK CAPITAL LIMITED (b2004-03-30)	Rep	Advising on securities	2006-05-17	2006-09-30
	Rep	Asset management	2006-05-17	2006-09-30
SOFAER GLOBAL RESEARCH (HK) LIMITED	RO	Advising on futures contracts	2005-09-08	2006-03-27
	RO	Advising on securities	2005-09-08	2006-03-27
	RO	Asset management	2005-09-08	2006-03-27
	Rep	Advising on corporate finance	-	2003-12-22
	Rep	Advising on futures contracts	-	2005-09-08
	Rep	Advising on securities	-	2005-09-08
	Rep	Asset management	-	2005-09-08