Personnel Hong Kong SFC License Details (ID 91487)

Personnel Hong Kong SFC License Details (ID 91487)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2019-10-21	2023-02-28
	Rep	Dealing in securities	2019-09-20	2023-02-28
Genting Securities Limited	RO	Dealing in securities	2015-09-22	2019-08-31
	Rep	Dealing in securities	2015-09-21	2015-09-22
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	RO	Dealing in securities	2014-08-14	2015-06-03
DaoKou Securities Limited	RO	Dealing in securities	2014-02-10	2014-06-30
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2008-09-01	2013-05-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2008-07-30	2008-07-31
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2006-10-18	2013-05-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2006-10-18	2013-05-01