Personnel Hong Kong SFC License Details (ID 91490)

Personnel Hong Kong SFC License Details (ID 91490)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2016-10-25	2021-08-12
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	Rep	Asset management	2004-12-30	2021-08-12
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-12-30	2021-08-12
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2004-12-13	2016-09-26
SSC MANDARIN FINANCIAL SERVICES LIMITED	RO	Advising on corporate finance	2004-02-05	2004-12-10
	RO	Advising on securities	2003-07-03	2004-12-10
	Rep	Advising on securities	-	2003-07-03