Personnel Hong Kong SFC License Details (ID 91493)

Personnel Hong Kong SFC License Details (ID 91493)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	Rep	Asset management	2014-10-22	-
PHILLIP COMMODITIES (HK) LIMITED	RO	Advising on futures contracts	2011-10-26	-
	RO	Leveraged foreign exchange trading	2011-01-13	-
	RO	Dealing in futures contracts	2007-10-08	-
PHILLIP SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2007-10-08	-
PHILLIP COMMODITIES (HK) LIMITED	Rep	Leveraged foreign exchange trading	2004-08-03	2011-01-13
	Rep	Providing automated trading services	2003-04-01	2003-08-15
	Rep	Asset management	2003-04-01	2003-12-09
	Rep	Advising on futures contracts	2003-04-01	2004-07-16
	Rep	Dealing in futures contracts	2003-04-01	2007-10-08
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2003-04-01	-
	Rep	Advising on corporate finance	2003-04-01	2004-07-16
	Rep	Asset management	2003-04-01	2004-07-16
	Rep	Dealing in securities	2003-04-01	2007-10-08