Personnel Hong Kong SFC License Details (ID 91494)

Personnel Hong Kong SFC License Details (ID 91494)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP SECURITIES (HONG KONG) LIMITED	RO	Providing automated trading services	2025-03-17	-
	Rep	Providing automated trading services	2024-11-19	2025-03-17
	Rep	Advising on securities	2017-11-03	-
PHILLIP COMMODITIES (HK) LIMITED	RO	Dealing in futures contracts	2007-10-08	-
PHILLIP SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2007-10-08	-
PHILLIP COMMODITIES (HK) LIMITED	Rep	Providing automated trading services	2003-04-01	2003-08-15
	Rep	Asset management	2003-04-01	2003-12-09
	Rep	Advising on futures contracts	2003-04-01	2005-03-21
	Rep	Dealing in futures contracts	2003-04-01	2007-10-08
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2005-03-21
	Rep	Advising on securities	2003-04-01	2005-03-21
	Rep	Asset management	2003-04-01	2005-03-21
	Rep	Dealing in securities	2003-04-01	2007-10-08