Au, Chi Wa 歐志華

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Huaxin Futures Limited	RO	Dealing in futures contracts	2020-06-09	2020-12-02
	Rep	Dealing in futures contracts	2020-04-22	2020-06-09
ZHENG DA INTERNATIONAL FINANCIAL HOLDING LIMITED	Rep	Advising on futures contracts	2020-03-04	2020-04-17
	Rep	Dealing in futures contracts	2020-03-02	2020-04-17
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2004-01-06	2020-02-06
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2004-01-02
	Rep	Advising on securities	-	2004-01-02
	Rep	Asset management	-	2004-01-02
	Rep	Dealing in securities	-	2020-02-06

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Huaxin Futures Limited	RO	Dealing in futures contracts	2020-06-09	2020-12-02
	Rep	Dealing in futures contracts	2020-04-22	2020-06-09
ZHENG DA INTERNATIONAL FINANCIAL HOLDING LIMITED	Rep	Advising on futures contracts	2020-03-04	2020-04-17
	Rep	Dealing in futures contracts	2020-03-02	2020-04-17
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2004-01-06	2020-02-06
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2004-01-02
	Rep	Advising on securities	-	2004-01-02
	Rep	Asset management	-	2004-01-02
	Rep	Dealing in securities	-	2020-02-06