| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2010-03-23 | - |
| Rep | Leveraged foreign exchange trading | 2010-03-23 | 2017-08-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-03-23 | - |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-12-30 |
| Rep | Asset management | 2003-04-01 | 2003-12-30 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2010-03-05 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2003-04-01 | 2010-03-05 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-12-30 |
| Rep | Advising on securities | 2003-04-01 | 2003-12-30 |
| Rep | Asset management | 2003-04-01 | 2003-12-30 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-12-30 |
| Rep | Dealing in securities | 2003-04-01 | 2010-03-05 |