Personnel SFC Licences and HKMA Registrations (ID 91500)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2007-06-27	-
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2003-04-01	-
	Rep	Advising on corporate finance	2003-04-01	2005-03-22
	Rep	Advising on securities	2003-04-01	2005-03-22
	Rep	Asset management	2003-04-01	2005-03-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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