Personnel Hong Kong SFC License Details (ID 91503)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2011-02-07	2024-06-28
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2011-02-07	2024-06-28
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2009-03-02	2011-01-15
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2009-03-02	2011-01-15
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2009-01-13	2009-02-19
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2009-01-13	2009-02-19
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2009-01-13	2009-02-19
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2007-07-24	2009-01-03
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-03-15	2009-01-03
ABCI Securities Company Limited	Rep	Dealing in securities	2007-02-16	2007-03-02
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2006-08-03	2007-01-29
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2006-08-03	2007-01-29
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2006-05-15	2006-07-31
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2006-05-15	2006-07-31
	Rep	Dealing in securities	2006-05-15	2006-07-31
GET NICE FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2003-10-28	2006-04-29
GET NICE SECURITIES LIMITED	Rep	Advising on corporate finance	-	2005-05-09
	Rep	Asset management	-	2005-05-09
	Rep	Advising on securities	-	2006-04-29
	Rep	Dealing in securities	-	2006-04-29