Personnel Hong Kong SFC License Details (ID 91510)

Personnel Hong Kong SFC License Details (ID 91510)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Bright Smart Asset Management Limited	Rep	Asset management	2017-01-27	2017-06-30
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2005-10-10	2014-10-28
	Rep	Leveraged foreign exchange trading	2005-10-10	2014-10-28
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2005-10-10	2014-10-28
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2004-07-09	2005-10-06
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2004-07-09	2005-10-06
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2003-11-08	2004-05-07
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2003-11-08	2005-10-06
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2003-11-08	2004-05-07