| uSmart Securities Limited | RO | Advising on futures contracts | 2026-01-06 | - |
| RO | Dealing in futures contracts | 2026-01-06 | - |
| RO | Dealing in securities | 2025-01-13 | - |
| Rep | Dealing in securities | 2024-11-20 | 2025-01-13 |
| FULBRIGHT FUTURES LIMITED | Rep | Advising on futures contracts | 2018-05-15 | 2024-10-30 |
| Rep | Dealing in futures contracts | 2018-05-15 | 2024-10-30 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2018-05-15 | 2024-10-30 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Advising on futures contracts | 2011-12-07 | 2018-05-04 |
| Rep | Dealing in futures contracts | 2010-11-23 | 2018-05-04 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-11-23 | 2018-05-04 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-07-21 | 2009-06-26 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-07-21 | 2009-06-26 |