| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-02-11 | - |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-02-11 | - |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2005-08-09 | 2008-01-26 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-08-09 | 2008-01-26 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2004-02-04 | 2005-08-09 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-12-03 |
| Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-12-03 |
| Rep | Advising on securities | 2003-04-01 | 2003-12-03 |
| Rep | Asset management | 2003-04-01 | 2003-12-03 |
| Rep | Dealing in securities | 2003-04-01 | 2005-08-09 |