| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-08-11 | 2018-09-14 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-08-11 | 2018-09-14 |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Advising on futures contracts | - | 2004-05-11 |
| Rep | Asset management | - | 2004-05-11 |
| Rep | Dealing in futures contracts | - | 2008-08-08 |
| DELTA ASIA SECURITIES LIMITED | Rep | Providing automated trading services | - | 2003-11-07 |
| Rep | Advising on corporate finance | - | 2004-05-11 |
| Rep | Advising on securities | - | 2004-05-11 |
| Rep | Asset management | - | 2004-05-11 |
| Rep | Dealing in securities | - | 2008-08-08 |